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Green Hall
* Opening Remarks
* State of the University
* Research & scholarship
* Challenges
* Changing needs
* Diversity
* Information technology
* Research and scholarship
* The path of change

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Robert L. Carothers
President
Green Hall, 35 Campus Avenue, Kingston, RI 02881-1303
Phone: 401-874-2444     Fax: 401-874-7149
E-Mail: MUSKRAT@URI.EDU

Convocation 2003 Address

Opening Remarks

Ladies and Gentlemen, it is my great honor and pleasure to welcome you to the start of the 2003-2004 academic year at the University of Rhode Island. This is the 111th such new beginning since 1892, when this campus was a single building on land donated by the farmers and merchants of South County, chartered to serve the "industrial classes" of our state. For each of those 111 years, a new class of freshmen has walked across the green Quad beyond these doors, filled with hope and fear, bringing new energy and new challenges to the faculty and staff of this wonderful institution. And each year they are another year younger than we are.

For those of us who have lived our lives in the rhythms of the academic community, these September afternoons are rich with memory and symbol. For us, September is the beginning of things. Friends and colleagues meet again in the halls of Independence or Woodward or Quinn. For those of us who have chosen this as our life’s work, the Quad is always full of students and professors gathered in knots on the grass, the leaves already starting to turn into the rich russets and golds of autumn. And, for me at least, there is somehow always a marching band playing on some practice field, just out of sight.

And there is always convocation. Each convocation helps us to focus on the year ahead, to affirm our collective purpose as a learning community. We do that in part by honoring those among us who have made us most proud, whose excellence as teachers and scholars, as administrators and staff members, has served our community with particular skill and commitment. But they will be the first to say that nothing we do is ever done alone. In honoring them we honor each of you, who join with them in our work here at the University of Rhode Island.

So there is continuity of tradition at Convocation, and yet there is also change. Our board of trustees, the Board of Governors for Higher Education, has changed a good deal during this past year and begins the year with a new chair and seven new members. I want to recognize those who have joined us today: Chairman Frank Caprio, Jim DiPrete, the chair of the Board of Regents for Elementary and Secondary Education, and Sol Solomon, a distinguished educator himself for many years.

I also want to recognize our commissioner for higher education, Dr. Jack Warner, and the associate commissioners, Nancy Carriuolo, Tony Leone, and Steve McAllister. There is a new spirit of cooperation and support between the University and the Board, and we are grateful for the leadership of the chair for creating that spirit.

But we lost some very good friends and colleagues this past year. These included Sharon Berger in Printing Services; Joyce Allen Cain in Arts and Sciences; Tessie Galoski in Accounting; Dana Kester in Oceanography; Ray Panzica in Chemistry and just this past week, Russ Koza in the College of Business. And we lost six of our emeriti faculty: Walter Barker, Robert Barron, Bill Haller, Dorothy Rothchild, Rick Sabatino and Kathleen Smith. Among our alumni, we lost Hugo Mainelli, Class of 1930, a passionate supporter of URI for seventy-three years; Ralph Potter, who created the sailing program at URI and served for decades on the Foundation and Alumni Association boards; Ed Cox, who led the alumni chapter in Washington DC for many years; Sheila O’Malley, who worked with Ed in Washington; Senator Bill O’Neill, who represented URI so well in the Rhode Island Senate; Eric Kumpf, who was our youngest major donor to the Ryan Center Campaign and died in the collapse of a porch in Chicago; and many more, including Bill Woodward, the son of URI President Carl Woodward and a lifelong educator and writer about URI.

Each of them played an important role in building the University of which we are so proud. I ask for a moment of silence to honor their lives and their work.

With us today are many of the leaders of the University, our vice presidents and deans—Linda Barrett, Tom Dougan and Beagle, and Vice Provosts Gandel, Swift and Katz, and Deans Brownell, Cohen, Joseph, McKinney, Nassersherif, Richmond, Seemann, and Taggart--as well as the leaders of the unions which represent the employees of the University: Dr. Stewart Cohen, of the AAUP; Charlene Dunn of the PSA-NEA; Jim Bradley of the PTAA; Joan Hernandez of the ACT-NEA; Mike Downey of Council 94; Kathy Baker of FNHP, and Drs. Roger Ashley and Celina Pereira, of the Physicians Union. Thank you all for joining us and for your service to the University.

The sponsor of Convocation each year is the University of Rhode Island Foundation, through whose good offices we honor this year’s excellence award winners. Joining me on the platform here today are the President of the Foundation, Dan Pendergast, and the Vice President, Jim Hopkins, two immensely committed alumni of the University. With them are the winners of the awards, Mary Fetherston, Musa Jonaneh, Mary Pinch, and Joseph Rossi, who will be more formally introduced in a few minutes. Joining us too is Dr. Judy Beckman, the Chair of the Faculty Senate and my colleague on the University’s new Joint Strategic Planning Committee, of which I will say more in my remarks at the end of this ceremony. And finally, the Provost of the University, my friend and colleague, Dr. M. Beverly Swan, who will preside over this portion of the program. Dr. Swan.


Presentation of Excellence Awards
Teaching Excellence
Staff Excellence
Scholarly Excellence
Administrative Excellence
Musa Jouaneh
Mary Pinch
Joe Rossi
Mary Fetherston

State of the University

Ladies and Gentlemen, it is traditional at Convocation for the president to speak of the state of the University and to preview the year ahead. Lately I have noticed that those planning this event no longer describe this as a major speech but rather "remarks." In preparing me for today, I was thanked for delivering these "brief remarks." Perhaps that is an indication that after listening to thirteen of these speeches, they have heard all my stories, seen all my visions, read all the plans and that, in reality, they would like to move on to the Foundation’s reception across the street as quickly as possible. And perhaps you share that secret urge to get it over with and move on to the free food. Too bad! Some traditions just have to be honored, but I’ll try to stick with the admonition to keep the remarks brief.

The state of the University of Rhode Island is sound. This year we have a large and capable freshman class, new and rehabilitated academic buildings on line, the Freshman Village completed, and record productivity in research and outreach. We hired some truly outstanding new faculty members and some excellent members of the staff. I want to give particular recognition to the College of Engineering, who have made great progress in increasing the diversity of the faculty there, including hiring several excellent women and minority professors. Indeed, at a time when universities around the country are retrenching, at URI we have avoided laying off employees, salaries reductions and cuts in coverage for health care for employees.

Our tuition increases have been generally manageable, and we have more than matched these increases with financial aid to assure access for our neediest students. Our athletic programs had a record number of students on the dean’s list, and we still managed to finish second in the Atlantic Ten commissioner’s cup, the measure of overall athletic performance within the conference. We had a very successful first year of operation of the magnificent Ryan Center and Boss Arena, and we had record attendance for our Great Performances, our theater productions and our musical performances. And we had incredible extra effort from our staff members, efforts that carried us through many a crisis. To all of them, true professionals, I say thank you.

We are not, however, without our challenges, nor are we alone in facing those challenges. Jim Duderstadt, the former president of the University of Michigan, has been doing a great deal of work these past several years with study commissions on the future of American universities. This summer he co-chaired, with Frank Rhodes, former president of Cornell, a workshop in Switzerland that brought together presidents of both American and European universities, and subsequently he presented his conclusions to the Society for College and University Planning, at their annual meeting in Miami. He laid out these challenges in terms of the themes he heard developed at the various meetings, and those themes provide a structure for my "brief remarks" here today.


Challenges

The first of those defining themes is, not surprisingly, money, or the absence thereof. The reduction in state support for universities and the reduced income from endowments and from donors to both private and public universities, along with congressional and state legislative pressures to cut operating costs, have everyone’s attention. The consensus is that this is not a blip from which we will someday soon recover. Rather, says Duderstadt, it reflects a fundamental shift in the agenda of the baby boomers as we age, from education to health care, prisons, homeland security and reduced tax burdens. When this is combined with an increased demand for higher educational services, it is almost inevitable that we are moving toward a revenue-driven, market-responsive restructuring of higher education. Why? Because the tax system can’t support higher education in the face of competing priorities. In most states, to compensate, there is a weakening of traditional regulations and the emergence of new competitive strategies, driven by the changing needs of learners of all ages, the economic realities we have discussed and new information technologies that "will result in a massive restructuring of higher education in this country."

Rhode Island is a prime example of all this. Our tax base will not support elementary and secondary education as it has been traditionally offered, colleges and universities programs as they should be offered, health care and social services as they are required and a prison system the population seems to demand. To maintain quality, then, we are driven into an intensely competitive environment where we are charged, more and more, with paying our own way. In Rhode Island, however, we have not seen the relaxation of regulation that would help us to compete successfully in this new environment. Personnel and purchasing regulations are only the start, and each of you can point to many examples of a fear-driven bureaucracy that adds layers of costs to whatever we do. These policies must be changed at both conceptual and practical levels, and we await the results of the Governor’s Big Audit to begin that change process.


Changing needs

The second theme relates to the changing needs of the population for more education, for more people, more often. While we all recognize the shift to a knowledge-based economy in America, we do not always realize the growing spread in income between those with a high school diploma and those with a bachelor’s degree. In the last decade alone, the spread has gone from 55 percent higher for those with a bachelor’s degree to 111 percent in this past year. This dynamic has changed forever the enrollment pattern of students, and it is fair to say that we will soon become the first nation in history that aspires to send all of our students to college.

Moreover, the trend towards more education, more often, will mean that by the end of this decade, "more than 50% of college students will be working adults over the age of twenty-five." These consumers of higher education will demand further changes in the nature of the learning experience, chiefly more interactive, collaborative learning, provided when and where the student needs knowledge and skills. They will demand, says Duderstadt, that their education providers move from the current paradigm of "just in case" curricula to "just in time" learning, and before very long to "just for you" learning, education customized to the individual needs of each student. Support for this increasingly utilitarian view will come from both employers and government officials under the rubric of workforce development for the knowledge economy.

At URI, we have moved slowly but steadily toward this different learning paradigm, beginning with the partnerships established nearly a decade ago. Today, there are many such initiatives on the campuses, and we are doing more and more with information technologies that enrich and enhance the experience of our students, as well as make education more convenient. For fifty-some years, the Alan Shawn Feinstein College of Continuing Education has been a leader in providing education for adults returning to college. Now it is time to integrate what has been learned about this particular evolving market into the curriculum and pedagogies of each of our colleges. Working toward the Board’s goal of increasing educational attainment in Rhode Island, we are growing enrollment by 1000 students during the next three years, and we are specifically targeting underserved and minority populations in our urban communities. We have a new collaborative relationship with CCRI at the Providence Campus which will better utilize that facility and get people who need developmental education prepared to matriculate at both CCRI and URI.

But we need Rhode Island’s leadership, public and private, to embrace that agenda in a way we haven’t seen to date. While there is plenty of rhetoric about supporting workforce development, there has been precious little in the way of endorsement for our efforts to bring the most rapidly growing segment of Rhode Island’s population into the economic and civic mainstream of our state. That has to change.


Diversity

And that leads us into the third of the major themes about the future of the university. That theme is diversity. Everyone recognizes the accelerating shift in the demographics of the United States, especially in the large states of California, Texas and Florida. But Rhode Island in fact leads the pack in the percentage of the population who are immigrants to America. Providence, with the largest school district in the state, has 83% of its students coming from ethnic minority backgrounds. Colleges and universities continue to provide the gateway to economic success for these individuals and the communities in which they live and work, but we also have the responsibility to create models of multicultural and pluralistic communities for the nation and the world. This latter is finally what the Supreme Court said in deciding the University of Michigan case on affirmative action, an incredibly important decision for our nation.

In higher education, however, we need to go beyond providing access to those historically excluded from our Quad. We need to shift our paradigm from the essentially passive goal of equal access to the goal of success, of achieving educational objectives for all of our students. URI has a long and distinguished record of doing so with our Talent Development and Guaranteed Admission programs, not to mention a variety of smaller programs like College Readiness, LEAP, Bridges, and SMILE and a variety of collaborative programs with schools like the Times2 Academy and many more. Talent Development has grown from thirty students at its inception thirty years ago to nearly 800 this fall, and these students graduate at a higher rate than do the University’s students as a whole.

But it’s not enough. Too many high school students in Rhode Island graduate without the basic skills necessary to go to college. That’s one reason why the partnership with CCRI, with its proven skills in providing developmental education, is so important. I am grateful for the leadership of both Commissioner Warner and President Sepe, as well as Vice Provost John McCray and the faculty and staff at the Providence Campus, for stepping up to this challenge and making a difference.


Information technology

The fourth theme is information technology, of course. Given what we have seen during the past three decades, it is reasonable to assume that the evolution of information technology will continue to accelerate by a factor of 100 to 1000 each coming decade. According to technology experts, where today we measure in Giga, by the end of the decade we will measure speed and memory in Tera and by 2025 in Peta (that is, one million billion or 10 to the fifteenth power). "A $1000 notebook computer will have speed and memory equal to the human brain, but the innards of that machine will be very tiny and will communicate with billions of other computers around the globe through wireless technology. It won’t be e-mail or e-commerce or e-campus then. We will have e-everything." The impact of these developments will be profound, rapid and discontinuous. It will be truly a "disruptive technology," and we will need more than ever to assert our key values in the face of such change.

Where are we at URI? Over the past decade, we spent $17M on getting the campus wired with fiber optic cable, including a backbone to create wireless connectivity throughout the campus; we connected to internet and internet 2, at an annual cost of $.5M; we created and up-graded general computing labs, developed special multi-media facilities, specialized computer labs like the one in mathematics and purchased projectors and other equipment, as well as central server machines that support instruction and research, at a cost of approximately $6M; we began to use WebCT and trained hundreds of faculty and staff members in the use of new information technology; we began offering internet-based and e-mail supported courses, and we are bringing on-line the various modules of the enterprise management system by PeopleSoft, locally called e-Campus, at a cost to date of approximately $6M. Each of these efforts has been both disruptive and productive, but the rate of change is again geometric.

For example, this fall we stopped offering long distance service in the residence halls, as nearly every student was communicating by either cell phones or e-mail. We lost a significant revenue stream, but in the end we had no real choice—the technology had simply passed by our system, itself only a few years old. E-Campus has tremendous potential for improving the way we do business, but bringing it up has challenged our technology staff, has interfered with other on-going responsibilities, and has been disruptive as we bring it on line and work out the bugs, all on a, relatively speaking, shoestring budget. There are some real heroes in the information technology office and other related offices, and I thank them for service above and beyond.

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Research and scholarship

And finally, we continue to see the transformation of research and scholarship. Traditional disciplines, most less than a hundred years old, are in a dynamic process of change, led first by physics and now by biology. The increased complexity of these areas of study simply overwhelms a reductionist approach to disciplines. What area of natural science, for example, is not dramatically impacted by considerations traditionally a part of the social sciences or humanities? Literally none. This is a concept URI pioneered years ago in the Coastal Resources Center, led by Steve Olson, where science and politics and ethics merged to help developing nations sort out environmental policy for fragile coastal regions. Scholarship and research have already moved from an isolated, individualized compartmentalization to collaborative teams across disciplines and shared facilities. Today’s researchers are supported by new information technology that makes collaboration much easier and quicker, but we will also have to work to make better use of laboratories and libraries that are not always ours.

For example, at URI we are working now on the design of a new "inner space center" on the Bay Campus, a concept introduced by Prof. Robert Ballard. It is the very model of the creation of a facility that can be used by scientists and scholars everywhere, through the most sophisticated information technology available. It brings together oceanographers, physicists, chemists, historians, art historians, archeologists, engineers, anthropologists and educators to make highly efficient use of explorations and discoveries for the purpose both of research and learning. The new BRIN lab in the College of Pharmacy is another example of this collaborative strategy. If we think futuristically, we can do the same with our planned CILT building—CILT stands for Center for Integrated Learning Technologies—and the new and renewed buildings planned for biological sciences and biotechnology. And these facilities support directly the new pedagogies and learning systems we want for our undergraduates. Duderstat points out that from Dewey to Montesorri to Piaget to Seymour Papert, these learning theorists have argued that students learn best through inquiry-based or constructionist learning.

The old Chinese proverb tells us that, "I hear and I forget. I see and I remember. I do and I understand."


Path of change

So how do we continue on the path of change we have embarked, how can we continue to create, in the words of our vision statement, a "new culture for learning"? A key element is alignment of goals, the goals set by the nation and the state, those set by our Board, those set within the University as a whole and in the Colleges, Schools and Departments. We have much work to do in Washington and at Rhode Island’s state house, but I believe that we are well aligned with the goals of the Board of Governors. Both the overall goal of increased educational attainment in Rhode Island and the goal of collaborative use of resources between and among institutions are consistent with what we want to achieve at URI. Our three year strategic plan captures our overall goals for the near term, and it initiates processes that will help us focus our investments in a more effective manner. That plans calls for twenty new faculty lines over the next three years, beginning with six this year; more refurbished classrooms, with Ballentine Hall the model of what we want to do; the new Academic Enhancement Center in Roosevelt Hall, more investment in libraries ($1M more into the base over the next three years) and information systems, creative financial aid strategies which will improve transfers from CCRI and other community colleges and support retention efforts, and more.


Finally, and perhaps most importantly for the long haul, we are embarked on a new path for shared governance between the faculty and the administration. The senior leadership of the University has joined with the Executive Committee of the Faculty Senate, as well as representatives from our staff and the presidents of the Student Senate and the Graduate Students Association, to form the Joint Strategic Planning Committee. This council serves to coordinate the strategic planning and budgeting of the University, working with the planning processes going on in each college and division of the University, setting priorities and assuring that the process of planning is open and accessible to every member of this community. I am deeply grateful to the past chair of the Faculty Senate, Paul Arakelian, and the current chair, Judy Beckman, for having the courage to join in this effort at shared governance at a time when that very concept is being abandoned at many institutions. I believe that we can make it work and that we can be the model for colleges and universities where campus governance has become a contest of wills, full of distrust and discord. All of our proceedings and plans are on the URI web-site, so, as we said back in the Sixties, tune in and turn on.

Ladies and Gentlemen, thank you for joining us here today to honor excellence and to talk about our years ahead. We are proud of our excellence award winners and of you. Please remember that tonight begins the Honors Colloquium series, with Tina Rosenberg, in this room at 8:00 p.m. And please join us across the street at the wonderful URI Foundation building for a reception in honor of our awardees.

Thank you again.

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